New Securities Law for
Investment Advisers and Market Participants
2008
A guide to new requirements under
the Securities Markets Act 1988
Contents
This guide is provided for general information only. The Securities Commission does not assume any responsibility for giving legal or other professional advice and disclaims any liability arising from the use of the information.
If you require legal or other expert advice you should seek assistance from a professional adviser.
Securities Commission
8th Floor, Unisys House
The Terrace
PO Box 1179
Wellington 6011
New Zealand
www.seccom.govt.nz
December 2007
Download the guide as a PDF file (850KB)
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